process if private fund operators are in debt, SEC has proposed to revise the related regulations so that the investors of the private fund could be protected the assets if this situation happens.SEC
Bangkok, May 31, 2011 - The SEC will revise regulations on taking custody of client?s assets by securities company and derivatives broker in response to upcoming reduction of protected deposit under
digital financial technology that enables investment accessibility;(6) Five red flags of “exaggeration” to look out for when solicited to invest;(7) Getting to know the “Scam Center”, a knowledge
visibility and gain recognition of the Thai market in the international community. The SEC laid out the plan by taking into account compatibility with international standards, market accessibility for all
after the criminal complaint has been filed. The public and investors should exercise caution when using services from unlicensed digital asset businesses as they will not be protected under the
when using services of unlicensed digital asset business operators; otherwise, they will not be legally protected and will be at risk of being scammed, as well as facing money laundering risks. The list
means the records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. Therefore, the SEC
offering and to strengthen proper investor protection mechanisms. Pursuant to the amended regulations, investors’ rights will be protected fairly according to the characteristics, forms and risks of the
securities and derivatives business. Accordingly, investors will be protected in that their investment money will be segregated from that of the business operators while investments will be handled and