assets. Under the royal decree, they must obtain licenses to operate digital asset businesses from Ministry of Finance. SEC has a duty to standardize business practices to ensure that operators are well
Best Practices in Managing Climate-related Risk by Global Asset Managers are available on the SEC website via: https://www.sec.or.th/TH/Documents/CompanyHandbooksandGuidelines
focused on cyber-threats, problems, obstacles, process of legislation, policies, and oversight, including best practices to ensure that the critical information infrastructure (CII) of the financial
this regard, since the offenses relating to unfair securities and derivatives trading practices also constitute a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999) and related
securities companies. In this regard, since the offenses relating to unfair securities trading practices are also listed as a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999), the SEC has
: ? Speculation risk: lending practices should be more cautious ? whether it be margin lending for securities trading or commercial banks? personal and commercial loans ? and financial institutions should not
issued bonds. Actually, current circumstances tend to support corporate bond issuance; for example, low interest rate, more stringent practices of financial institutions in loan approval and decrease in
remuneration, financial disclosure, the behaviour of institutional investors, boardroom practices and the functioning of stock markets. Sound corporate governance is an essential element for promoting capital
and the announcement of the Stock Exchange of Thailand ’s Board on the disclosure of information and practices of listed companies on connected transactions, B.E. 2546 (2003). The details are shown in
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best