Secretary-General. In this regard, Thai ESG funds are required to disclose sustainability information of the funds in compliance with the regulations governing Sustainable and Responsible Investing Fund (SRI
ESG investment in the average proportion of 80 percent of the NAV. In any case, the remaining ESG investment must remain in compliance with SEC’s investment rules for Thailand ESG Funds.In any event
provide business operators with sufficient time to amend the terms and conditions in the subordinated debt contracts in compliance with the specified definition. The purpose of these proposed amendments is
-compliance with the advertisement requirements may lead the SEC to instruct the issuer to revise the advertisement content to ensure that investors receive accurate, comprehensive, factual and not misleading
licensed digital asset business operators in Thailand to ensure protection under the Digital Asset Business Law. The SEC closely monitors and inspects compliance with the law. Investors using services from
or public offering must be in compliance with the SEC regulations. In case of a social enterprise, a waiver of approval application and filing with SEC can only be granted if the offeror is a social
offering must be in compliance with the SEC regulations. In case of a social enterprise, a waiver of approval application and filing with SEC can only be granted if the offeror is a social enterprise
case of concerns of doubtful events, investors should contact the compliance unit promptly. In any case, investment consultants must accept trading orders from the account owners or the persons who
making necessary preparations for compliance with the Personal Data Protection Act to ensure that the gathering, storing and using of personal data will be efficient and comply with standards; (7
up-to-date information. The platform caters to the demand of all parties involved in the capital market's licensing system, specifically designed in compliance with the Personal Data Protection Act