further legal proceedings. Anyone who may have been affected because of his unlicensed securities business operation should give their accounts for the ECD Police?s further investigation and procecution by

she has already been suspended by Finansia Syrus Securities Plc. for six months, the banning of her application is thus remained nine months, starting from April 11, 2013.

, Yanyong and Ziriwat in the amount of 3,854,145 baht, 8,7,625 baht, and 15,861,919.29 baht, respectively. The fine amounts were based on the amount of the benefit they received or should have been received

Bangkok, May 29, 2013 ? The SEC has been awarded a ?Thailand ICT Excellent Awards 2012?in the ?Knowledge Management? category for internal knowledge management under the SEC Centerpoint Project. The

creating positive environmental impact of digital sustainability, at FutureGov Summit 2012. FutureGov Awards event has been organized for six consecutive years to praise government, education and healthcare

her then employer, the SEC probed into the {D} case and found the investment advice records and e-mails indicating that {D} had been entrusted to trade derivatives on behalf of a client during November

for their investment decision making. ?The regulations on securities allotment to the issuing companies? related persons must be revised as they have been in force for years. The revision aims to

capital market business under Clause 31(1) of No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014, which have been promulgated in replacement

cover significant issues and reviewing financial information disclosure. Furthermore, supporting tools for effective performance of audit committee have been provided to help prepare audit committee for

Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications.