work relating to provision of securities services, securities operation or research on securities or capital markets or other similar lines of work, regardless of whether the operation of such line of
mean any person holding equivalent position called otherwise and such person shall be responsible for a line of work relating to provision of securities services, securities operation or research on
in capital markets. This new initiative saw the Big-Four audit firms in Malaysia, Indonesia, Singapore and Thailand agree to work towards achieving a reduction of at least 25% in the number of listed
Network Company Limited Type of business : Electronic Payment - The number of common shares previously held by “the Bank” : 1,619,676 shares - The amount in percentage : 49.99 % - The total paid up capital
no impacts on the shareholders’ structure, no impacts on the shareholders’ equity and no violation of relevant regulations. Previously, the SEC found that applications for registered capital reduction
characteristics of a publicly held company?s director and executive. Previously, both persons were named in the criminal complaints for manipulating the share prices of Metro Star Property Plc. (METRO), Thai Unique
records and its disclosure of liabilities in the financial statements as previously reported in the application for business rehabilitation. The results of the special audit must be disclosed within 30
. The company, however, failed to record B275 million differences as loss on land appraisal in the said financial statements. The SEC had previously informed the company to correct the financial
, the CMSB approved underwriters to provide service in foreign currency denominated securities, the service of which has previously been provided by brokers and dealers.?With a view to enabling investor
2014. Starting from January 1, 2014, provident funds are allowed to invest in derivatives for the purpose of efficient portfolio management (EPM) up to a permissible proportion. The funds were previously