SEC has planned to adopt the DLT or other digital technologies into digital infrastructure of Thai Capital Market. The DLT automatically distributes information to every party in the network in

) or NAP Plan, following the United Nations Guiding Principles on Business and Human Rights (UNGPs), to assist business sector integrate human rights into its business operations. Earlier, during the

then asked the client to transfer the subscription money into her own banking account without actually using the money to buy such shares for the client;    (2)  In July 2017, Nutnicha borrowed shares of

select from. In so doing, the SEC Board would take into account the candidates’ possession of essential knowledge and experiences for managing the SET operation to ensure the SET stability, credibility and

collateral from the trading account and deposited it into the client's own bank account, totaling 2.53 million baht. Additionally, the total amount of such money was gradually withdrawn and deposited into {B

during 26 November 2021 - 25 January 2022, the SEC has taken the public’s and stakeholders’ comments and suggestions into consideration to conduct another hearing to propose amendments to the PVD Act to

, taking into account good governance, social and environmental responsibilities as well as the issues of human rights and gender equality. The aforesaid direction is in line with the 20-year National

into their trading accounts but the money was not deposited in the clients? accounts. The SEC?s further investigation revealed that Veerachai had replaced the name of the actual account owner on the

} did not inform nor have the customer sign to confirm unit purchase orders inconsistent with the customer's risk profile. Moreover, she misled the customer into believing that an estimate return rate was

, by taking into account impact of such trading orders on overall market, before actually sending out such orders into SET's trading system. He should also oppose or warn his client not to send trading