, they must establish a separate legal entity for this service. Additionally, they must not use any names or information that could mislead the public into believing that they are engaged in a digital

custody system by ensuring that client assets denominated in Thai baht are kept separate from the company’s assets and establishing an efficient system for the deposit and withdrawal of monetary assets;  (3

Committee imposed a separate fine of 999,999.99 baht. (3) RCI price manipulation: The SEC, on December 28 2010, filed a criminal complaint against Adirek Umbangtalad with the Department of Special

types of securities to support strategic fund mobilization and accommodate new product launches; (4)   To divide intermediary supervisory units with separate focuses on development and inspection; (5

has already entered into the transaction as prescribed in Clause 22, it shall disclose adequately and appropriately such transaction to a client or a representative of the client . Clause 24 In case a

payment with the Company. (Translation) 2 All share certificates of the Company shall bear the signature or printed signature of at least one director. However, the Company may delegate the share registrar

their share payment with the Company. (Translation) 2 All share certificates of the Company shall bear the signature or printed signature of at least one director. However, the Company may delegate the

กำรซ้ือขำยหน่วยลงทุน และมีตวัแทน (local representative) ท ำหนำ้ท่ีประสำนงำน ดำ้นกำรเปิดเผยและจดัส่งขอ้มูล เป็นตน้ 2 มีก ำหนดเวลำใหแ้ต่ละประเทศสมำชิกตอ้งออกหลกัเกณฑร์องรับภำยในประเทศให้เสร็จภำยในปลำยปี 2560

representative to coordinate matters such as information disclosure and delivery of documents and so forth. 1.3 Filing of application The applicant shall file an application together with complete supporting

Providing Services of Derivatives Agent ______________________ Clause 13 For the purpose of preventing and ceasing unfair acts or improper investments or transactions, an intermediary shall include the