company directorship was still a subject of legal consideration. In this regard, IFEC proceeded to exercise its legal right to request for the Court to appoint a person to perform the duties of company
the product and receive sufficient information before making investment decision. Intermediaries must comply with know your customer/client due diligent rule and request investors to take suitability
(ADB) at the ACMF's request. The ACMF will further discuss the recommendations with relevant stakeholders including the exchanges. At the ACMF's 26th meeting, the ACMF acknowledged ADB's support in
risks and returns depending on different factors, terms and conditions. It is important to seek details of the funds to be invested from selling agents as well as request and study the fund fact sheets
client upon the request to take care of the trading account. She also sought assistance from a team member, an investment consultant in the team who was in charge of this client's account, to execute the
] preventing leaking of inside information between units and personnel, [iii] internal control and [iv] risk management for operation of derivatives business in the category to be commenced, including measure
Business (No. 3) B.E. 2555 9 (b) policy and effective measures for preventing conflict of interests, learning of inside information between units and personnel, internal control and risk management for
. • Purchase, development, allocation and distribution of commercial land to the company and the general both inside and outside the industrial estate. • Industrial and commercial projects for sale include