Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board recently resolved to approve additional type of mutual fund selling agents which must: (1) be state enterprise which is non
complicated, and for the most part the existing laws do not cover all new ways of committing an offense in the capital market. Legal provisions applied to some cases are unclear and open to interpretation
operators. The proposed amendments are intended to facilitate monitoring and supervising the risk management of businesses, including systemic risk, ensure a fair and orderly market, to protect investors
presentations from the two winning teams of the Capital Market Datathon. The winning projects utilized SEC Open Data to create innovative ideas, which have since been developed into actual projects. Ms
Limited, the SEC further probed into the case and found that {A} persuaded the client to open the securities trading account and traded securities on behalf of such client. It was found that {A} determined
ลูกค้าได้สั่งให้ {ก} ปิดสถานะสัญญาซื้อขายล่วงหน้าอ้างอิงดัชนี SET50 ทันทีที่ตลาดเปิดการซื้อขาย ณ ราคาเปิด (At the Open : ATO)* แต่เนื่องจากลูกค้าสั่งภายหลังที่ตลาดเปิดทำการซื้อขายแล้ว จึงทำให้ {ก} ส่งคำ
activities of corporate bonds and being ready to open opportunities for additional securities issuers and market participants to take part in the system testing and create investment innovations for
requested the selling of SCB Open-end Long Term Fund Dividend 70/30 in a portion that met the minimum of 5 year investment. A bank officer who was not an investment consultant processed the selling of
) Soliciting a client from the securities company he used to work for to open a trading account with Apple Wealth. He lied that the shares in the client's trading account at his former employer had been
The Capital Market Supervisory Board’s meeting on 3 March 2020 approved in principle the inclusion of more asset classes eligible for use in the repo / reverse repo agreements between securities