the following year; (5) any other reports as specified by the SEC Office. Clause 2. All notifications of the Office of the Securities and Exchange Commission, orders and circulars issued under or
Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial
opinions that were aligned with the principles and the proposal. The SEC has therefore issued two notifications on the amended regulations related to the ICO of investment token, digital asset custodial
custody. This revised definition will help to mitigate excessive burdens in maintaining net capital. The relevant notifications of the amendments*** will come into effect on 16 August 2024 onwards
. The Notifications regarding the amended regulations* have been published in the Government Gazette and have become effective since 16 September 2024. Mr. Anek Yooyuen, SEC Deputy Secretary-General and
the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved securities investment consultant for 4
orders, trading securities on behalf of client, and making securities trading decisions for the client's benefit without the client's orders were in violation to the Notifications of Capital Market
client?s behalf and failure to keep complete record of securities trading orders were in violation of the Notifications concerning personnel in the capital market*, the SEC therefore suspended {A} from his
performed his duties completely was failure to perform duties with honesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended