penalties under Section 272 of the Securities and Exchange Act B.E. 2535 (“Securities and Exchange Act”). SEC Act S.300 in conjunction with 46 Settlement Committee Meeting No. 3/2026 Settlement Committee

Settlement Committee Meeting No. 3/2026 Settlement Committee Order No. 59/2026 Dated 09/03/2026

be liable under Section 300 in conjunction with Section 46 of the Securities and Exchange Act SEC Act S.300 in conjunction with 46 Settlement Committee Meeting No. 3/2026 Settlement Committee Order

Committee Meeting No. 3/2026 Settlement Committee Order No. 51/2026 Dated 09/03/2026

2024. However, Mr. Somphote submitted the Form 246-2 report to the Office on 9 July 2024, which was later than the deadline specified in the announcement. SEC Act S.246 Settlement Committee Meeting No

with the notification of the Securities and Exchange Commission. DAB Act S.30 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 9/2026 Dated 03/04/2026

license was revoked. DAB Act S.30 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 9/2026 Dated 03/04/2026

Committee Meeting No. 4/2026 Settlement Committee Order No. 9/2026 Dated 03/04/2026

approval from the SEC office. DAB Act S.29 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 9/2026 Dated 03/04/2026

company’s website until its license was revoked. DAB Act S.30 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 9/2026 Dated 03/04/2026