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At the academic seminar entitled “Investor protection mechanism and building confidence in the capital market” hosted by  SEC on Wednesday 20 November 2019, experts from Australia and Malaysia took

., Ltd. (K-Asset) and SCB Asset Management Co., Ltd. (SCBAM), as well as the equity funds managed by both companies.  Evidence indicated that she had performed her duty dishonestly in order to obtain

Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, stated that SEC encourages intermediaries in the capital market, both in securities business and derivatives business, to fulfill the so-called

application for approval have been effective from 16 July 2018. The capital market intermediaries of all kinds, whether it be securities brokers, mutual fund brokers, management companies for mutual funds or

therefore prohibited her from re-entering as capital market business personnel for a period of 10 years, effective from 15 July 2020.  In addition, SEC has found that this misconduct had been partially

Market Supervisory Board TorNor. 31/2553 Rules, Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems (No. 3) http://capital.sec.or.th

center for sustainability-themed financial products which is conveniently accessed by capital market participants and the public. Currently, the product information available on the platform includes

The Securities and Exchange Commission (SEC), represented by Mr. Setthapong Leelerdpong and Ms. Suppalak Akkittiwong, Senior Officers of the Capital Market Education Department, gave lectures on

held in his securities account and private funds of 6 people to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when his aggregated holding of TIGER