” means a license to undertake derivatives business in various categories consisting of: (a) derivatives brokerage; (b) derivatives dealing; (c) derivatives advisory service; (d) derivatives fund management
to undertake derivatives business in various categories consisting of: (a) derivatives brokerage; (b) derivatives dealing; (c) derivatives advisory service; (d) derivatives fund management; (2
shall procure an information management system to ensure that the information relating to the undertaking of the derivatives business, in the form of both paper and electronic data, is accurate, complete
” means a person authorized by a company’s board of directors to assume the highest responsibility in the company’s management, regardless of his or her title; (3) “institutional investor” means an
not executive management or controlling shareholders from the past until current and shall not be after the acquisition of SEL. Thus, such transaction is not considered as a connected transaction
Republic of Vietnam; “registration statement” means the registration statement for offer for sale of securities issued by a foreign company; “electronic information” means the information created
V2 08/11/60 16:47 น. 0 V2 08/11/60 16:47 น. 1 Management Discussion and Analysis Overview of the Economy and Banking Thai Economy in the Third Quarter of 2017 The Thai economy in the third quarter of
ธุรกิจ อาจก าหนดให้เป็นข้อก าหนดในสัญญา กับ settrade ได้ 8. กำรจัดเก็บข้อมูล electronic messaging 8.1 electronic messaging ครอบคลุมถึงอะไรบ้าง ต้องจัดเก็บเนื อหาอะไร และจัดเก็บเฉพาะ กรณีผู้ติดต่อกับลูกค้า