debt instrument issuance and takeover activities and enhancing oversight of audit firms and capital market professionals; (5) Enhancement of Law Enforcement and Penalty: vesting SEC officers the power
according to appropriate periods to facilitate the SEC’s performance of duties under the law for public interest or investor protection; (2) Revising the reporting forms of clients’ assets and transactions
Commission (OIC) and the SEC – in partnership with the PDPC. This collaboration aimed to ensure the smooth compliance of the financial sector with the Personal Data Protection Law and uphold the true intent
authorizing the SEC as an inquiry official in the law enforcement process. In this regard, the Prime Minister has been monitoring the progress of cases with economic impacts affecting many people such as the
law and may be exposed to risks of frauds and scams as well as the potential misuse of funds for money laundering by offenders. Investors can verify the list of digital asset business licensees on the
barring them from serving as directors or executives of securities issuing companies or securities companies at the maximum rate applicable by law. Concurrently, the SEC has reported these legal proceedings
asset business operators, the banking sector, law enforcement, and relevant agencies to improve efficiency in preventing victims' funds from being transferred out through digital asset mule accounts
follows due process of law, including collaboration with relevant agencies. In the case of STARK, upon learning of the news, we communicated with DSI our readiness to extend further collaboration, by
securities before the amendment becomes effective or in the case of transfers in accordance with the law; (2) Requiring local securities companies to notify their clients who are foreign securities
, SEC Deputy Secretary-General and Spokesperson, said: “The SEC has continuously enforced the law, as authorized, to bring offenders to justice. The asset attachment is a measure to prevent the offenders