transactions. In this regard, the SEC required AIE clarify the issues to the SEC and publicly disclose the information by May 12, 2015. In addition, AIE auditor was unable to express opinion on AIE’s 2014

mining property rights and that of other legal issues. Such ownership rights are core assets of the company that could have a direct and material impact on EARTH’s financial condition and may also affect

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับ CFA institute และสมาคม ซีเอฟเอ ไทยแลนด์ จัดงานอบรมหัวข้อ “Analysts Workshop: The Impact of Sustainability Issues on Valuation

Governance issues impact the performance and profitability of companies. The incorporation of sustainability considerations into investment analysis and decision-making therefore continues to gain

The SEC regulations for SLB issuance and offerings, effective since 16 May 2021, aim to support diversification of financial product types that address sustainability issues and align with the SEC’s

disclosure and risk warnings on such issues to ensure consistency and proper conduct by DA operators. The essences are as follows: (1) DA operators must disclose the risks on their financial condition

SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC has been monitoring the corporate bond market on a continuous basis. There are many policy issues to address properly. For example, corporate

will discuss and share views on the mutual fund industry in respective countries as well as opportunities and challenges of financial technology and issues on financial sustainability. A proposal on

the Revenue Department to solve related tax issues, creating a level playing field for the industry players of both jurisdictions;              (2) SEC and SFC will conclude a gap analysis on real

an enforcement of investors’ rights in some issues which are activities occurring outside blockchain* and are not based on the smart contract. Such activities include rent fee collection and payment