responsibilities, of the personnel in charge of operations in the event of major operational disruption; (3) Procedures for communications with relevant internal and external parties which at minimum shall include
business, and shall be in accordance with the following outsourcing principles at any level of outsourcing: (1) having duties and responsibilities to clients and operating for the best interest of clients
derivatives. Clause 3 Any director of a derivatives exchange and a derivatives clearing house shall not have a record of tarnished characteristics or any conduct indicating a lack of responsibilities or
Association (Thai IOD), remarked: “The Thai IOD has continuously carried out activities to educate and raise awareness about roles, duties, and responsibilities of corporate directors. We are confident that
understanding of its leadership role and responsibilities and the management of business to create sustainable value; Principle 2: The board of directors should define the objectives that promote sustainable
ทุ น (Buying/selling process of investment products) 4. ข้อมูลพอร์ทการลงทุน (Owning investment holdings) 5. สิทธิและความรับผิดชอบของผู้ลงทุน (Investors' rights and responsibilities) 6. อคติเชิง
STRATEGIC UPDATES 1) CORPORATE’S ACTIONS AND SOCIAL RESPONSIBILITIES DURING COVID-19 PANDEMIC Corporate’s Actions EMPLOYEES FINANCIAL MANAGEMENT Provide COVID-19 insurance for all employees Conduct
independence of CRAs vis- à-vis the entities and obligations they rate is vital to achieving this goal. Provisions of the IOSCO CRA Code, dealing with CRA responsibilities to rated entities, obligors
and responsibilities of unitholders, calculation and disclosure of the net asset value, reporting, amendment to the trust instrument, acquisition or disposal of core assets, transactions with related