their own benefit. The second one prescribes a due date for payment of unit redemption within 7 days which is in line with ASEAN standards. The consultation paper is available on www.sec.or.th
. Previously, the SEC notified VTE to rectify its 2013 and Q1/2014 financial statements due to the auditors? qualified opinions resulted from limitation on their scope of audit/review. Hence, the auditors were
price; 2) exercise of due care by listed companies? board of directors in giving information and opinions; and 3) the SEC?s approval prior to the placement. At this juncture, the SEC has taken into
related parties and asset control management. Submission of special audit report will become due on December 9, 2011. THL has later requested for extension of submission while THL has not appointed any
suitability test. Due to their high level of sophistication, the institutional clients are considered capable of doing self-assessment; however, they may wish to opt in the coverage of suitability test in order
price concerning the operating results for the second quarter of 2014 contained a loss due to the cancellation of a TIES construction project. Mr.Assavin used such non-public information material to gain
to TIES share price concerning the operating results for the second quarter of 2014 contained a loss due to the cancellation of a TIES construction project. Mr.Assavin used such non-public information
and Customer Due Diligence system (“KYC/CDD”). His failure to perform the required duty of his position resulted in the offence committed by Bitazza concerning the case that between April 25, 2024 and
for the crowdfunding debentures, which were due on February 8, 2024, to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.300 in conjunction