securities business supervision: For example, repeal of the minimum requirement of paid-up registered capital of securities company, allowing the SEC Board to use discretionary power to prescribe required
Public Company Limited and Asia Wealth Securities Co., Ltd. respectively, when the misconducts were committed.In the case of Veerachai, Nomura was informed by the clients that they had transferred money
บริษัท วนชัย กรุ๊ป จำกัด(มหาชน) -Translation- 28 March 2019 Subject : Disclosure of connected transaction by a subsidiary company To : President The Stock Exchange of Thailand Vanachai Group Public
บริษัท วนชัย กรุ๊ป จำกัด(มหาชน) -Translation- 27 December 2018 Subject : Disclosure of connected transaction by a subsidiary company To : President The Stock Exchange of Thailand Vanachai Group
of directors and executives of a securities company; (2) “Investor Contact” means any person who has duties to contact, solicit, advise or prepare a plan of trading or investment in securities for
executives of a securities company; (2) “Investor Contact” means any person who has duties to contact, solicit, advise or prepare a plan of trading or investment in securities for investors, and are divided
. In this regard, the Office may request for an explanation or clarification of such reports or documents. Clause 11/3. In the case where the investment advisory company violates or fails to comply with
information for consideration. The documents should be delivered before the meeting date at least as minimum requirement period by the regulations. 13.5 The company provides minutes of board of directors
offering of warrant to purchase ordinary shares of the Company to existing shareholders and joint ventures in subsidiary. (Edited) To: The President The Stock Exchange of Thailand Enclosure 1. Capital