undertaking derivatives business without license. In combating and suppressing against illegitimate businesses, the SEC also alerts investors in this matter and strongly advises them to check whether the
misconduct related to the offences of the investment consultants. Following an inspection report of {X1}, which is licensed to undertake securities business in the category of limited brokerage, dealing and
statement indicating that the client had signed the documents to open the securities trading account in witness of an investment consultant. Nonetheless, {B} admitted that she was the one who processed such
risk factors that are specific to the issuer and its industry and had materially affected or could materially affect, directly or indirectly, the issuer’s financial position and results and business
in distribution of product and equipment, design, assembly and installation and maintenance service of pure water treatment system; as well as dialysis service of clinic business for kidney patients
documents for the time periods prescribed below: 15 (1) for information about business operation under Clause 27, for a period of not less than ten years from the day the information is obtained or relevant
number of directors. 8 Please enclose the documents that indicate the voting rights of shares of the business held by each person and persons under section 258 of such persons.