as requested. Clause 9. In compliance with Securities company shall supervise service provider to perform its operation in compliance with rules prescribed by the Securities and Exchange Commission or
to perform any disclosure under the obligation of such Notification 1.2.2 The above-mentioned asset acquisition is not classified as connected transaction under Notification of the Capital Market
an approval from, or registration with, the SEC Office or will be eligible to perform such job upon having no prohibited characteristics as specified; and (2) a person who is a director of a
perform duties with responsibility and prudence as a professional under the relevant Notification of the Capital Market Supervisory Board.* The SEC has therefore imposed the following sentences
further legal action. In addition, due to the criminal complaint resulting in the fact that the directors and former directors is deemed untrustworthy to perform duties as directors and executives of a
, failing to perform duties responsibly, and consenting to preparation of incorrect accounting records. The nine offenders are: (1) Miss Neeranuch Na Ranong, former vice chairman and chief executive director
consultant to do so. Auracha's actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct upon the client's asset, (3) use of the client's trading account to trade
was no evidence that the client had ordered the responsible investment consultant to do so. Auracha?s actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct
property of Bt167 million, a decline of Bt341 million for the value of trade receivable and other receivable, an increase of Bt358 million of inventory, and an increase of Bt58 million for the Goodwill
million in 2017 which did not reoccur in 2018. The decline in gain on sales of investment was partially offset by an increase in gain on change in fair value of investment property amounting to Baht 45