shall be completed within one year from the effective date of this Notification. Should the management company fail to effect such amendment within the specified time, the Office may order dissolution of
selection of arbitrators under Clause 14 or Clause 15 is completed, the parties shall appoint the arbitrators as per Form OrYor. 5 or OrYor. 5-1 prescribed by the Office, as the case may be. Clause 17. Upon
appropriate. In this regard, the provision under Clause 14(2), (3), and (4), shall be applied mutatis mutandis. Clause 16. When the selection of arbitrators under Clause 14 or Clause 15 is completed, the
with the following conditions: (1) The licensee shall commence operation of derivatives business in the category specified in the license only after the Office having completed its inspection, is of the
comply with the following conditions: (1) The licensee shall commence operation of derivatives business in the category specified in the license only after the Office having completed its inspection, is of
complaint has not yet been finished within such period, the securities company shall maintain records of such action until all complaint handling procedures are completed. In cases where giving of advice
finished within such period, the securities company shall maintain records of such action until all complaint handling procedures are completed. In cases where giving of advice, accepting of trading orders