) clear separation of area for selling of investment units from others. The SEC will randomly inspect commercial banks. The SEC also urged asset management company and trustee to emphasize on effective
loan repayment to lessen the company?s interest burden. The aforesaid risks can, however, be avoided in case GJS arranges to have a clear, strict, and concise internal control system with efficient
rectifications of deficiencies in every element by analyzing the root causes and identifying clear solution and implementation guidelines.?
owners pursuant to section 82 of the Securities and Exchange Act B.E. 2535 (1992) within one year from the date on which the fact that the registration statement contained false information becomes known
in order to stimulate the investor to invest in units; “underwriter” means a securities company of which license is allowed to underwrite units; “associated person” means any person having one of the
(20%) Company 72 89 (19%) TBSP (1) - (100%) THB million 9M18 9M17 %Chg As Reported Total NP 458 252 82% Company 267 252 6% TBSP 1 - 100% One-time gain * 214 - 100% One-time loss A) (24) - (100%) * One
of the following manners, for which the SEC shall specify the paid-up registered capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession; (2) Investing in or
ASEANCollectiveInvestmentSchemes Retail ASEAN Collective Investment Schemes for General Public Outbound Name of CIS Name of CIS Operator Date of CIS Approval ONE STOXX ASEAN SELECT DIVIDEND INDEX FUND ONE Asset Management
กำกับดูแลและส่งเสริมการผนวกเรื่อง ESG เข้าสู่การดำเนินธุรกิจ ตลอดจนแนวทางการส่งเสริมการเปิดเผยข้อมูลด้านความยั่งยืนของบริษัทจดทะเบียนในแบบ 56-1 One Report รวมถึงแนวทางการยกระดับการเปิดเผยข้อมูล ESG ใน