Rules, Conditions and Procedures for Management of Funds (No. 3)

Qualifications and Procedures for Appointment of Administrative Panel (No. 2)

Approval for Undertaking of Derivatives Business (No. 2)

Approval for Undertaking of Derivatives Business (No. 3)

Issuance and Offering for Sale of Derivative Warrants (No. 2)

Allotment of Shares in Excess of Underwriting Amount (No. 2)

Issuance and Offer for Sale of Derivatives Warrant (No. 3)

Custody of Assets of Clients by Securities Companies (No. 3)

Determination of Characteristics of Bills Deemed as Securities (No. 2)

Custody of Clients’ Assets by Securities Companies (No. 4)