total aggregate amount of investment in shares shall not exceed sixty percent of the total investment of the intermediary unless a waiver is granted by the SEC Office. 5 The investment fund under
against by the shareholders holding shares in aggregate number of ten per cent or more of the total number of votes of the shareholders attending the meeting; The provision in the first paragraph shall not
$!')'#+","O% &'O.% bK$ K.* %!!(.%#$#()* SET #+"O(\*( +M$% O* .%!#()*.!P(!#$!()* SET (\*O*"%#[/+ #$ SET O*) ()*#%N bK$O%(\%( &\ )' \% market education )M* &\%%N "OP% !#+"#$()* R% non-commercial functions
additional professional education or training); (D) a civil money penalty for each such violation, in an amount equal to— (i) not more than $100,000 for a natural person or $2,000,000 for any other person; and
of the skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3
skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3. Maintenance of
investment products in response to the objective of sustainability. Concurrently, investor education campaigns will continue and cover all demographics. SEC Deputy Secretary-General Waratchya Srimachand
votes cast by the shareholders present and eligible to vote; however, there must be no objection by any shareholders holding in aggregate of more than 10 percent of the total votes of shareholders present