but also reduce partial costs for audit firms. But In any case, each first-time applicant is subject to the SEC’s strict audit work quality screening process in accordance with the international

companies.“SEC Thailand is committed to improving the competitiveness of Thai capital market and creating opportunities from international connectivity. One of our goals is to enhance dialogue between SFC

งาน ผู้ร่วมงาน และปฏิบัติตามแนวทางจริยธรรมที่เป็นสากล (International Norms of Ethical Practices) และ (4) องค์กรดำเนินภารกิจ และมีระบบการจัดซื้อจัดจ้างที่โปร่งใสมีการป้องกันการทุจริต และป้องกันการให้หรือ

be a qualified person with independence, objectivity and required competency;  (3) Update the requirements per current standards and guidelines to be in alignment with international standards and other

demonstrate high-standard qualifications including financial readiness, personnel and operating systems. The operations of successful applicants should comply with related international standards such as the

valuable and useful comments from various stakeholders including governmental and private sectors, civil society, academic sector and international organizations. Most of the feedbacks agree with the

ช่วยเลขาธิการ สายระดมทุน ก.ล.ต.  นางสาวอริยา ติรณะประกิจ รองกรรมการผู้จัดการ ThaiBMA  Mr. Koichi Ishikura, Principal Advisor for International Affairs and Research, Japan Securities Dealers Association

International Banks, the Thai Life Assurance Association, and investment unit selling agents. This is the first time that the single form will be used for opening an investment account for capital market products

maintains screening procedures of the qualifications of auditors and the quality of audit work of the auditor who applies for approval in line with international standards. The amended regulations will

, expertise, and international competitiveness of the fund management industry as well as support economic development in the region._________________________