business reputations; (d) readiness of the service provider in case of providing services for many intermediaries; (e) record of complaints or litigation in matters relating to the function to be outsourced
securities company shall retain such record until all the procedures are completed. In the case where the advise, trading instruction or negotiation is made by telephone or via electronic means, the securities
complaint has not yet been finished within such period, the securities company shall retain such record until all the procedures are completed. In the case where the advise, trading instruction or negotiation
sufficient and efficient work system; (c) expertise, experience and business reputations; (d) readiness of the service provider in case of providing services to many intermediaries ; (e) record of complaints
sufficient and efficient work system; (c) expertise, experience and business reputations; (d) readiness of the service provider in case of providing services to many intermediaries; (e) record of complaints or
by Transaction Date : Data filed within 3 years after filing date will be displayed List of management who submitted the changes in securities and derivatives holding report (Form 59) ( 4 record(s
by Transaction Date : Data filed within 3 years after filing date will be displayed List of management who submitted the changes in securities and derivatives holding report (Form 59) ( 0 record(s
by Transaction Date : Data filed within 3 years after filing date will be displayed List of management who submitted the changes in securities and derivatives holding report (Form 59) ( 5 record(s
by Transaction Date : Data filed within 3 years after filing date will be displayed List of management who submitted the changes in securities and derivatives holding report (Form 59) ( 6 record(s