failure to prepare and submit the accurate the annual registration statement / annual report (Form 56-1 One Report) for the year 2022 in accordance with the notification of the Capital Market Supervisory

Mr. Kavin Phongpandecha Mr. Kavin Phongpandecha, an authorized director of a digital asset broker called Bitazza Company Limited ("Bitazza") and an authorized person to certify the accuracy

. The SEC found that Mr. Pasu traded shares of TRITN during the period from June 17,2022 to November 17, 2023. As a director, Miss Louise was obligated to report any changes in the securities holdings of

. The SEC found that Mr. Pasu traded shares of GLOCON during the period from June 24, 2022, to October 27, 2023. As a director, Miss Louise was obligated to report any changes in the securities holdings

Mr. Wang Huiwu Mr. Wang Huiwu, Chief Executive officer who is responsible for the operation of XJ International Holdings Co., Ltd. (“XJ”) shall be liable for XJ’s failure to prepare and submit a

or an act of any person or a failure to order or act according to the duties as aresult, between June 4, 2020 and May 31, 2021, Asia Wealth as a securities broker, incomplete separation of customer

period from September 24, 2020 to August 30, 2023. As a CFO, Miss Yeap Xin RHU was obligated to report any changes in the securities holdings of her common-law marriage, Mr. Viroj, in accordance with the

manager, failed to comply with the rules, conditions, and procedures stipulated in the relevant notification. In this regard, Merkle failed to provide appropriate internal systems and processes for

;EA"). His duty was to oversee and ensure that EA’s offering for sale of securities complied with the law. However, Mr. Amorn failed to issue instructions or perform the necessary duties required

”), shall be liable for JCT’s failure to prepare and submit the Annual Registration Statement / Annual Report (“Form 56-1 One Report”) for the year 2024 within the period specified by the Capital Market