or its staff. Clause 14 A management company shall require the representative to completely keep updated evidentiary documentation as for providing services to clients. In this regard, such documents
performance of the management company itself or its staff. Clause 14 A management company shall require the representative to completely keep updated evidentiary documentation as for providing services to
client, the beneficial owner and the person controlling securities trading of the client shall be regularly updated, as well as debt repayment ability and trading limit of each client shall be reviewed on
this regard, data of the client, the beneficial owner and the person controlling securities trading of the client shall be regularly updated, as well as debt repayment ability and trading limit of each
person. Clause 12. The derivatives broker shall provide documentation evidencing derivatives trading and ensure that complete documentation is maintained and updated, and shall keep reports or articles on
maintained and updated, and shall keep reports or articles on the analysis of the value or suitability in trading derivatives and the underlying products in relation to any variables in derivatives in