Limited (“CCSP”), shall be liable for CCSP's offering for sale of newly issued securities in the category of promissory note between 19 July 2018 to 30 October 2020, without approval from the SEC
SIRATARN Company Limited Between May 15, 2019 and November 1, 2021, SIRATARN Company Limited (“SIRATARN”) failed to report the acquisition or disposal of Boutique New City Public Company Limited
Mrs. Sirina Pavarolarvidya Between March 29, 2018 and August 17, 2022, Mrs. Sirina Pavarolarvidya failed to report the acquisition or disposal of Boutique New City Public Company Limited (“BTNC
Ngern Tid Lor Public Company Limited's offering to sale newly issued securities in the category of Bill of Exchange (B/E) without approval from the SEC Office by submitted an incomplete registration
Company Limited's offering to sale newly issued securities in the category of Bill of Exchange (B/E) without approval from the SEC Office by submitted an incomplete registration statement (FORM 69-PP
Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, the CL'
responsible for the operation of CoinsTH. Her failure to perform the required duty of her position resulted in the offence committed by CoinsTH concerning the case that between April 1, 2024 and May 1, 2024
failure to prepare and submit the accurate annual report for the year 2020 (Form 56-2) in accordance with the notification of the Capital Market Supervisory Board resulted from the instructions or the
failure to prepare and submit the accurate annual updated information statement for the year 2020 (Form 56-1) in accordance with the notification of the Capital Market Supervisory Board resulted from the
and Customer Due Diligence system (“KYC/CDD”). His failure to perform the required duty of his position resulted in the offence committed by Bitazza concerning the case that between April 25, 2024 and