future application for approval as capital market business personnel will not be accepted until the recovation period ends. _______________________ * An investment consultant for

of investment returns, currently Asset Management or REIT manager can disclose the funds’ estimated returns in an accounting period in the prospectus on a voluntary basis. As part of the new

compensation remuneration type, and accrued expense of the latest year’s compensation; (2) To clearly disclose the use of proceeds in each determined topic and approximately specify the amount and period of

any expenses incurred from investigating the offence. He was also barred from serving as a director and executive of securities issuing companies and securities companies for a specific period.*Since

bar from serving as a director and executive of securities issuing companies and listed companies for a specific period.* Since {A} refused to extinguish the case by agreeing to comply with civil

period of 12-31 months (as the case may be)*. However, as they all refused to comply with the civil sanctions specified by the CSC, the SEC has sent a written request to the public prosecutor to file a

day suspension by his former employer, however, the suspension period shall remain seven months and seventeen days. 

period ending 31 December 2016 onwards, the form and content of the auditor?s report will contain some significant changes in line with the latest international auditing standards. This includes

, and current liabilities.In addition, SINGHA failed to disclose the information concerning commitments, contingent liabilities, events after the reporting period, business segment information for

developed such as One For All Reporting System (OFAR) to reduce documentation burden for those making contact with the SEC and shorten the period for processing and disseminating information to the