intermediary shall maintain net capital in conforming to the rules as stipulated in the Notification of Securities and Exchange Commission on the issue thereof, as the case may be; (b) in case of a securities
issue Notifications prescribing detailed rules with respect to the matters specified in this Notification to ensure practical implementation and to enable the SEC Office to inspect such implementation
, the SEC Office is empowered to issue Notifications prescribing detailed rules with respect to the matters specified in this Notification to ensure practical implementation and to enable the SEC Office
accordance with this notification and its guidelines specified for implementation in accordance with this notification. Clause 28/1 Apart from stated in this, the SEC Office has the power to issue any specify
/1 17 Apart from stated in this, the SEC Office has the power to issue any specify details regarding the issues within this notification. This is to allow the clarification in practice and to allow the
Apart from stated in this, the SEC Office has the power to issue any specify details regarding the issues within this notification. This is to allow the clarification in practice and to allow the SEC
risk on securities companies due to incompliance with and negligence of the legislations. As a result of the above-mentioned risks, the SEC deems it is necessary to issue a more specific and detailed
risks, the SEC deems it is necessary to issue a more specific and detailed Notification concerning the practical implications for securities companies to ensure that there is no adverse impact on the