bank, committed wrongful acts against investors’ assets by accepting the investors’ subscription money for mutual fund investments during off-business hours but not executing the subscription

statements may be required instead of quarterly financial statements, and the qualifications for CFOs may not be determined. Auditors outside a list of certified auditors by SEC may also be considered

opportunity in 2022, moreover, would not only coincide with Thailand’s chairmanship of the Asia-Pacific Economic Cooperation (APEC) but also mark the 30th anniversary of the SEC.             In addition, the

witnessed by more understanding in the society that the Act does not prohibit the use of personal data. The law, however, requires the party that obtains the personal data of others to explain to the owner

. However, Surin did not agree to comply with the civil sanctions. Later, on 26 December 2018, the public prosecutor filed a lawsuit against Surin with the Civil Court, as requested by SEC, in order for

2020-2022 and adds the goal of “recovery and strengthening” and the Ad-hoc Master Plan to ensure that the capital market’s regulations will not impose obstacles and will provide tools for building

trading were not subject to forced selling. As a result, Wichai could remain an IFEC shareholder and exercise the voting right to select company directors at three shareholders? meetings in 2017.  Wichai's

statements for January and February 2016, purchased PTL shares through his own trading account on 11 and 17 March 2016 at the total amount of 200,000 shares and colluded with (8) Mr. Rahul Jain, who was not

, that audit quality will not be compromised as the SEC will require both groups of auditors to work for audit firms that perform and equip with quality assurance system in compliance with professional

changing environment. With respect to expansion of investor base, the SEC agreed with ASCO in that ?introducing agent? service will be provided. The service provider will not be limited to financial