เพื่อการขับเคลื่อนตลาดทุนและระบบเศรษฐกิจของประเทศสู่การเติบโตอย่างยั่งยืน”Mr. Chris Fidler, CFA Institute, Head, Global Industry Standards กล่าวว่า “CFA Institute ขอชื่นชม สมาคม ซีเอฟเอ ไทยแลนด์ และ ก.ล.ต
to ensure that the retail funds are managed based on industry best practices.About the ACMF · The ACMF is a high-level grouping of capital market regulators from all 10 ASEAN jurisdictions
, effective from July 1, 2016. Since the approval of Panita expired on December 31, 2015 without renewal thereafter, the SEC bans her from re-entering the industry as capital market investment consultant for 10
Characteristics of Personnel in Capital Market Industry dated September 15, 2010. The SEC therefore revoked approval for their present status as investment consultant. Information contained in this news release
governing advertisement, public relations, and marketing promotion of capital market products.?ASCO has shown their strong intention to develop securities industry, particularly on production of investment
) Adirek Umbangtalad for aiding and abetting the share price manipulation of Royal Ceramic Industry Plc. (RCI), in the amount of 333,333.33 baht. Details are as follows:(1) TRAF price manipulation
No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Personnel in Capital Market Industry dated September 15, 2010. Moreover, he was earlier warned and punished by his employer Bualuang
., Ltd., Sung Ong Gas Co., Ltd., S.C.S. Industry Co., Ltd., Nakhon Pathom Gas Bottling Plant Co., Ltd., Chaeng Wattana 23 Gas Bottling Plant Co., Ltd., Piriya Thavorn, authorized person of Ladkrabang
Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Personnel in Capital Market Industry dated September 15, 2010 and Clause 3 of the of the Notification of Capital Market Supervisory
credibility and confidence of the industry and the capital market as a whole.”In this regard, the SEC has engaged in consultations with the Association of Thai Securities Companies (ASCO), the Association of