Bangkok, April 10, 2014 ? The SEC is seeking public comment on relaxing a unit holding limit where any person or group of persons is allowed to hold not exceeding one-third of all units in a mutual

perform duties or provide services with honesty and good faith. Specifically, (1) he requested and used client’s mutual fund trading account to conduct investment transactions in mutual funds under the

Miss Piyapach Udomrat In 2023-2024, Miss Piyapach Udomrat colluded with Mr. Wisut Boonkasemsanti and Mrs. Nawinee Udomrat in a manner that is likely to cause a disadvantage to the mutual fund. Miss

Mr. Wisut Boonkasemsanti In 2023-2024, Miss Piyapach Udomrat colluded with Mr. Wisut Boonkasemsanti and Mrs. Nawinee Udomrat in a manner that is likely to cause a disadvantage to the mutual fund

Mrs. Nawinee Udomrat In 2023-2024, Miss Piyapach Udomrat colluded with Mr. Wisut Boonkasemsanti and Mrs. Nawinee Udomrat in a manner that is likely to cause a disadvantage to the mutual fund. Miss

Miss Monsicha Ounpipat In 2022, Mr. Komen Niyomvanich colluded with Miss Monsicha Ounpipat in a manner that is likely to cause a disadvantage to the mutual fund. Mr. Komen, a fund manager, possessed

Mr.Phanit Mr.Phanit (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses

Mr.Thanapol Mr.Thanapol (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses

Mr.Prasert Mr.Prasert (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses

BBL Asset Management Company Limited Between January 27, 2023 and October 28, 2024 BBL Asset Management Company Limited as a mutual fund management company, failed to comply with the rules