investment consultant and set the period for acceptance of her re-application for approval as capital market personnel for 5 years. In this case, the period for acceptance of her re-application for approval as

consultant and set the period for acceptance of her re-application for approval as capital market personnel for 5 years. In this case, the period for acceptance of her re-application for approval as capital

specified internationally accepted accounting standards;- The SEC-approved financial advisor must provide service and advice for three years;- Additional information must be disclosed in the registration

subject to an imprisonment from 2-5 years or a fine from 200,000-500,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues.  The SEC therefore

Board?s (FSB) key standards for sound financial systems and serve as a standard for governments and regulators worldwide. Over the last two years, the OECD conducted an ambitious and inclusive review of

perform duties as a director of Bangkok Life Assurance PCL for a period of three years, starting from March 17, 2016, and prohibits him from performing duties of capital market personnel for any securities

. 2546 (2003) and liable to punishments under Section 125 of the said Act, namely up to three years? imprisonment or up to 300,000 baht fine or both, and a daily fine of 10,000 baht throughout the period

Securities and Exchange Act of 1992. Their actions therefore were in violation of Section 90 and liable to penalties under Section 289, which are imprisonment for a term of 2 to 5 years and a fine from 200,000

the operation of core mass transit system under a concession dated April 9, 1992 lasting another 17 years.  The said 23.5 kilometer routes consist of  23 stations connecting 17 kilometers from Mo Chit

Derivatives Act B.E. 2546 (2003) and thus liable under Section 125 of the same Act to imprisonment for a term not exceeding three years or a fine not exceeding three hundred thousand baht or both and a further