enhance suitability for the characteristics of digital assets and types of associated risks On 15 August 2023, the SEC Board Meeting No. 13/2566 passed a resolution approving the principles for amending the
the principles and draft notifications for the amendments to https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10499 SEC imposes penalties on AEC and its executives and investment consultants
volunteers in 2015 AGM , Chairpersons of FETCO Board of Director and AIMC said that ?Apart from professionalism, asset management companies adhere to corporate governance principles as a factor for
การเตรียมความพร้อมเพื่อการประเมินการปฏิบัติตามมาตรฐานสากล Principles on Client Identification And Beneficial Ownership For The Securities Industry และ Anti-Money Laundering Guidance for Collective
/News_Detail.aspx?SECID=7550 Resolutions of the SEC Board Meeting No. 7/2562 The SEC Board’s approval of the principles for supervising additional digital asset businesses would not only benefit securities companies
: *IOSCO and OECD (2019), Core Competencies Framework on Financial Literacy for Investors ซึ่งมีเนื้อหาหลักประกอบด้วย 1. หลักการและแนวคิดพื้นฐานการลงทุน (Basic investing principles and concepts) 2. ลักษณะ
through fund managers. The proposed amendments also aimed to provide greater flexibility in investment management for asset management companies. The SEC held a public hearing on the proposed principles
attendance were listed companies, government regulators, signatories of the business-centred Women’s Empowerment Principles established by UN Women and UN Global Compact, and representatives from private