Following a referral from the Stock Exchange of Thailand (SET) in March 2023 and the SEC’s further investigation, the findings and evidence indicated that during 5 August – 9 November 2022, these

and major shareholder of WHA, disseminate news about the negotiation of purchase deal with other listed company by giving interview to The Press which may cause any other person to understand that the

markets business to submit trading order and not an employee of Jitta Wealth Asset Mannagement Co.,Ltd, there may be a risk that person who are not under the company know about the information and use it

Mr. Worawoot Ounjai Between 25 August 2020 and 4 February 2021, Mr. Worawoot Ounjai, a Company Director of The COL Public Company Limited ("COL") during that time, changed his holding of

11 September 2023, which concealed such material facts that should have been disclosed to the SEC Office. This case is in the process of inquiry by the inquiry official. SEC Act S.278 and 302/1

price of RPCG Public Company (RPC) by placing trading securities in such a way that misleads other persons regarding the price or volume of RPC stocks trading. 27/02/2026 referred the case to a state

misleading information in such a manner that was likely to have an effect on the price of share of GL or the decision making on the investment of share of GL . This case is in the process of inquiry by the

;BX") transferred digital assets of its customers which possessed by BX to other digital wallets that did not for holding customers’ digital assets. Such action causes damage to other persons. This

Mr. Komen Niyomvanich In 2022, Mr. Komen Niyomvanich colluded with Miss Monsicha Ounpipat in a manner that is likely to cause a disadvantage to the mutual fund. Mr. Komen, a fund manager, possessed

Appeal Court overturned the judgment of the Court of First Instance on November 24, 2006 that dismissed the case. The Court sentenced the accused to five year imprisonment for entering into gas tank