. There is no limit on the number of operating licenses.Presently, it has been found that those who have used digital assets to take advantages and deceive people on investment. SEC would like to ask the
company may have to take on more burden of appointing new auditors from other audit firms. Given such a scenario, audit firms should recruit sufficient auditors in the capital market to perform high quality
Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, said: “As cybersecurity attacks can take place at any moment, coming from those using loopholes in technology for the attacks, corporate executives
financial frauds and scams, in new and old forms, is also essential. Insightful investment knowledge will help investors take precautions and protect themselves from falling victim to those fraudsters and
prices were within the range which the client previously expressed interest in. She thought that the shares could be sold to take profit in the similar manner as the client's purchase made in the morning
, for failing to take action for the company?s utmost benefit or for the Board of Directors to have sufficient information before ratifying the above investments in Plus and Plus-W2. The criminal
intermediaries Intermediaries will be required to have a proper operational procedure to satisfy that each investor is qualified under the regulation and have the investor take a suitability test before selling
stage, an offer for sale of ASEAN CIS will be allowed only to institutional investor and high net worth individual as they can take care of and protect their own benefit and are capable of assessing
more liquidity in secondary market. The amount eligible to be allocated must not exceed average institutional investor?s demand collected in book building. In addition, they will not take part in
choice providing a constant fund source which prevents them from using up all money within a few years. Therefore, asset management companies should take this business opportunity to develop new products