Keeping of Clients’ Assets Clause 12 A securities company shall prepare records of each client’s assets under its custody in a separate account from any other asset account of the securities company and

records of each client’s assets under its custody in a separate account from any other asset account of the securities company and categorize as a margin account or a cash account, as the case may be. The

records of each client’s assets under its custody in a separate account from any other asset account of the securities company and categorize as a margin account or a cash account, as the case may be. The

would be unable to provide liquidity assistance to financial institutions in forms other than Thai baht.The above perspectives are consistent with that of regulators in many countries such as the

Code should receive the full support of CRA management and be backed by thorough compliance and enforcement mechanisms. However, the measures set forth in the IOSCO CRA Code are not intended to be all

support and assistance to various sectors in coping with the outbreak of the virus. The Company has delivered beverages and alcohol cleaning products total value of THB 23 million to hospitals nationwide

securities trading accounts of Usuma and Thitirat to buy the UOB8TF units during 19 February 2016 – 4 March 2016 at 8.84 - 8.94 baht per unit. Usuma and Thitirat rendered assistance to his commission of the

Bangkok, 20 July 2018 ? The SEC has imposed civil sanction on 24 individuals who conspired or rendered assistance to manipulate the share price of Millcon Steel Public Company Limited (MILL). The

Bangkok, 21 September 2016 ? The Criminal Fining Committee has imposed separate fines on three offenders involved in false statement and insider trading of Rasa Property Development Public Company

’ meeting to (1) increase the foreign shareholding ratio to support the allocation of newly issued ordinary shares under the specific objective basis to specific investors (Private Placement) from not