requirements of the revised regulations as well as providing guidelines for business operators accordingly. For further information and inquiries, please contact Ms. Sireethorn Civilize, Assistant Director, at

revisions and will clarify the requirements of the revised regulations as well as providing guidelines for business operators accordingly. 4 “SEC Thailand is a recipient of Digital Government Awards 2020 and

income from online advertising for products and services In 2022, the Company had services income from providing online advertising for products and services of THB 1.00 million, increased by THB 0.52

for securities trading. Chapter 3 Communicating, Soliciting, and Giving Advice to Clients ___________________________ Clause 17 Paragraph 1 shall be repealed. In case of providing services to a client

. Chapter 3 Communicating, Soliciting, and Giving Advice to Clients ___________________________ Clause 17 6 Paragraph 1 shall be repealed. In case of providing services to a client with regard to trading of

person giving investment consultation to investors, relating to solicitation for investment or providing consultation for trading or investing in capital market product, without planning or analyzing of

Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013

/or admitted to trading. B. Entities Providing Liquidity. If any entity has made a firm commitment to act as intermediary for the debt securities in secondary market trading, such as market maker

, orders and circular letters issued under or providing guidelines for compliance with the said Notification of the Securities and Exchange Commission, which were effective prior to the effective date of

of Mutual Funds and Private Funds, dated 10 June 2004, including all applicable notifications of the Office, orders and circular letters issued under or providing guidelines for compliance with the