entities under sub clause (1) (2) or (3), who hold(s) more than 90% of all issued shares of such company. Clause 3 An applicant would obtain an approval to perform trust business only if the applicant
SEC Office. Clause 11 An intermediary intending to outsource function related to business operation to a third party shall obtain an approval from the SEC Office before proceeding with the outsourcing
draft prospectus together with the application to obtain approval, it shall be deemed that the submitted registration statement is the evidentiary documentation supplemented to the application which has
. Pakorn Peetathawatchat, SET President revealed: “The SET did not stand by, but took every step to make sure that investors obtain accurate and adequate information in a timely manner, e.g., following up
activities on mutual fund investment will take place, including seminars, workshops and booth exhibition. The event participants will have a chance to obtain information and investment advice from the business
as well as arrange to obtain approval from its shareholders’ meeting on the entering into the connected transaction with votes of not less than three-quarters of the total votes of the 6 shareholders
duty to disclose the information memorandum regarding such transaction to the SET and appoint an independent financial advisor to provide opinions on the transaction as well as arrange to obtain approval
going to obtain approval as auditor in the capital market work part-time for the audit firm, such audit firm shall have not less than two certified public accountants; (b) in cases where the audit firm
U City Public Company Limited (Registration No. 0107537000459) 21 TST Tower Soi Choei Phuang, Viphavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand T: + 662 273 8838 F: + 662 273 8858 www.ucity.co.th Ref. No. U.SET 019/2017 October 30, 2017 Subject: Entire business transfer of Unicorn Enterprise Company Limited, capital increase, issuance of the U-W3 Warrants and U-W4 Warrants, issuance and offering of the newly issued preferred shares to be issued and offered to the existing shar...
the conversion price falls within the meaning of an offer for sale of newly issued shares at discount. Clause 3 A company eligible to obtain an approval of an offer for sale of newly issued warrants and