the Securities and Exchange Commission No. KorThor. 17/2542 Re: Separation of Client’s Financial Account (No.2) dated 2 September 1999. Clause 3. In this notification, “Assets” means (1) cash; (2
Exchange Commission No. KorThor. 17/2542 Re: Separation of Client’s Financial Account (No.2) dated 2 September 1999. Clause 3. In this notification, “Assets” means (1) cash; (2) securities; (3) other assets
following regulations: Clause 1 In this Notification: “REIT” means a real estate investment trust. “real estate” means an immovable property including leasehold interest of immovable property. “property fund
Approval of Financial Advisors and their Scope of Work (No. 2) B.E. 2551 (2008) dated 29 September 2008. Clause 3 In this Notification: (1) “financial advisor” means a financial advisor according to Clause 4
Notification: (1) “fund” means an infrastructure fund; (2) “management company” means a securities company holding a license to manage mutual funds; (3) “infrastructure asset” means: (a) the ownership of, the
this Notification: (1) “ fund ” means an infrastructure fund; (2) “ management company ” means a securities company holding a license to manage mutual funds; (3) “ infrastructure asset ” means: (a) the
shall come into force as from 1 January 2013. Clause 2 In this Notification: “REIT” means a real estate investment trust; “unit” means a trust certificate representing the rights of the holder as a
law, the Capital Market Supervisory Board hereby issues the following regulations: Clause 1. In this Notification and the forms attached hereto: (1) “sukuk” means any financial instrument which contains
without subject to regulations of this Notification. Clause 6 In this Notification: (1) “audit firm” means an audit firm where an auditor is attached and conduct audit work for; (2) “financial institution