sanctions under Section 125. This case is under consideration of the Court of First Instance. DV Act S.Section 16 Criminal Complaint Filed with an Inquiry Official Dated 19/11/2015
without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the
) shares by trading such shares continuously in concealment through several trading accounts to the point where the normal market condition became affected during 9 January - 28 February 2013. This case is
first instance dismissed the lawsuit. The case is under consideration by the Court of Appeal. Fails to pay the fine within deadline set by the Criminal Fining Committee. SEC Act S.243 in conjunction with
instance dismissed the lawsuit.The case is under consideration by the Court of Appeal. Fails to pay the fine within deadline set by the Criminal Fining Committee. SEC Act S.243 in conjunction with Section 83
Company Limited (UMI) shares by allowing the accounts for securities trading and bank deposit to be opened in his name and facilitating relevant financial transactions. The court of first instance dismissed
Company Limited (UMI) shares by allowing the accounts for securities trading and bank deposit to be opened in his name and facilitating relevant financial transactions. The court of first instance disposed
21, 2017, the Criminal Fining Committee issued order no. 39/2017 imposing a fine of 202,200 Baht on AI Energy Public Company Limited as the inquiry official requested the case to be settled by the