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substances of the securities, including key features and risk factors, as specified in the attachment hereto. Clause 3 This Notification shall come into force from 1 July 2016. Notified this 18th day of March
including derivatives fund managers being a financial institution regulated by other agencies; “ electronic data ” means data that are created, sent , received, stored or processed through electronic
this Notification: “derivatives business operator” means a person obtaining the derivatives business license in the category of derivatives broker or derivatives fund manager, but not including
this Notification: “derivatives business operator” means a person obtaining the derivatives business license in the category of derivatives broker or derivatives fund manager, but not including
hosts IOSCO APRC Meeting during 9-11 March 2021 as sustainable finance, market fragmentation, supervisory cooperation, and digital assets and cryptocurrency including investor protection perspectives
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https://publish.sec.or.th/nrs/5644pe.doc Translation administer directors including deputy managers, assistant managers, department directors and other persons with different titles but hold similar
” means any person whom a registered person https://publish.sec.or.th/nrs/1927pe.doc Translation calculating net asset value of fund or securities-clearing (back-office function) including the segregation
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