) Company Limited (hereinafter “ACSS”) Collection Service - 100% of ACSS’s shares held by AEONTS General characteristics of transactions: 1. AEONTS provides the support on the business operation to ACS
registrar’s name, the period of the mutual fund, the scheme’s capital amount, and the characteristics of unitholders; (2)2 a diagram showing the mutual fund’s risk level and a summary of important risk factors
Approval of the Offer for Sale of Newly Issued Shares, mutatis mutandis; (4) the applicant’s directors, manager and authorized management persons shall not have prohibited characteristics as specified in the
provision of the Notification of the Office of the Securities and Exchange Commission concerning Determination of Untrustworthy Characteristics of Company Directors and Executives shall apply, mutatis
public accountants, prohibited characteristics, and qualifications used for registration, whether with authority or not, training history at the Thai Institute of Directors. Financial data: Data relating
renewal of approval, provided that the SEC Office has never issued any order or disclosed information concerning incompetence in performance of duty or possession of the prohibited characteristics under the
Notifications prescribing addition rules on such matter for the securities companies; or (3) short sale as a consequence of duties arising from obligations under categories or characteristics prescribed by
characteristics prescribed by Notification of the Office. Clause 4. In a short sale of securities pursuant to the customer’s order which is not an institutional customer, the securities company shall proceed as
enhance suitability for the characteristics of digital assets and types of associated risks On 15 August 2023, the SEC Board Meeting No. 13/2566 passed a resolution approving the principles for amending the