allowing them to be used by any unauthorized persons. In any case, if the Username and the Password become known or used by any persons who do not have the authority or relevant responsibilities and such use
Regulators Group (AARG) ครั้งที่ 6 วันที่ 26 สิงหาคม 2559 ณ ประเทศสิงคโปร์Accounting and Corporate Regulatory Authority (ACRA) เป็นเจ้าภาพในการจัดการประชุมครั้งนี้ โดยมีผู้เข้าร่วมประชุมกว่า 100 ราย ประกอบด้วย
-ร่าง- (UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 28 September 2018 Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 14/2558 Re: Provisions relating to Offer for Sale of Securities Issued by Foreign Company Whose Shares Have Been Traded or Are Purposed to be Traded on Foreign Exchange ___________________ By virtue of Section 16/6 of the...
change in securities prices 2. One third of Directors are independent directors, at least 3 persons in total. 3. The listed company’s auditor must be approved by SEC. 4. An internal control is in place as
control and good practice; (3) being able to show that the capital market personnel performing duties in any of the following areas have the qualifications and do not have any prohibited characteristics
encompassing business control and good practice; (3) being able to show that the capital market personnel performing duties in any of the following areas have the qualifications and do not have any prohibited
encompassing business control and good practice; (3) being able to show that the capital market personnel performing duties in any of the following areas have the qualifications and do not have any prohibited
registration to be a derivatives business operator in the category of derivatives broker and derivatives dealer, additional matters in detail are required as follows: 2.4 Policy and measure on risk control and
registration to be a derivatives business operator in the category of derivatives broker and derivatives dealer, additional matters in detail are required as follows: 2.4 Policy and measure on risk control and
Technology Security) ข้อ 2.2.2 การบริหารจัดการบุคคลภายนอก หน้า 17 ข้อ 2.5 การควบคุมการเข้าถึงข้อมูลและระบบ IT (access control) หน้า 31 ข้อ 2.5.3 กำหนดมาตรการควบคุม จำกัด และติดตามการใช้งานบัญชี privileged user