Re: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012.**Clause 6(1) of the Notification of Capital Market Supervisory
Re: Operations Relating to Lending of Money for Purchasing Securities and Lending of Securities to Non-Institutional Clients for Making Short Sale By virtue of Clause 5 of the Notification of the
Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor. By virtue of Clause 5 of the Notification of the Securities
the shareholders’ meeting for their approval. 4. Approve the amendment of the Memorandum of Association Clause 3, regarding the objectives of the Company, by adding 1 new Clause as Clause 36. In order
) principles for contacting and providing services to clients, intermediaries remain obliged to continue following such principles, as prescribed in Clause 30(1) of the Notification of the Capital Market
. SorThor. 16/2549 Re: Derivatives Business Operators’ Holiday in 2006 ----------------------------- By virtue of Clause 2 of the Notification of the Securities and Exchange Commission No. KorThor. 9/2549 Re
2535 (1992) and Clause 2 of the Notification of the Capital Market Supervisory Board No. TorThor. 88/2552 Re: Business Days and Holidays of Derivatives Business Operators dated 3 August 2009, the Office