predecessor launched in May 2012 has been well-receptive. The new version includes additional categories of financial products, facilitates users with additional information for efficient investment decision
SEC also disclosed inappropriate behavior of {D}.The SEC?s routine inspection of investment consultants found that {A} (then worked at ZMICO Securities) had been authorized by his client to make
Criminal Code. A referral from the Stock Exchange of Thailand stated that irregularities in the trading of FOCUS shares had been detected in relation to trading activities of a certain group of persons. The
the settlement procedure (SEC News No. 87/2014), but later failed to make fine payment in full as specified by the Settlement Committee. The criminal case has thus not been regarded as settled.In this
indices have been largely influenced by the fundamental factors in the U.S. ?Noise trading behavior analysis in the SET? was presented as the second research paper. Although the 2010 study concluded that
Deputy Secretary-General said, ?At present, Thailand audit oversight has been developed and recognized at international level. The SEC has placed high emphasis on uplifting quality of audit work and
conjunction with the implementation of the Framework, a handbook has been issued which provides guidance on the various administrative and procedural matters, including the criteria for issuers to come under
agenda was to discuss fundraising for business expansion, as earlier appeared on a newspaper, was entirely unfounded, while in fact he knew fully well that the fundraising had already been considered by
value of the benefit received or should have been received but not less than 500,000 baht, or both. Chayanon agreed to enter the settlement process and was fined at the said amount of 14,640,844.50 baht.