proposed amendments will also facilitate the transformation of existing associations to become organizations of capital market business operators.The consultation paper is available on www.sec.or.th

also be interviewed by the SEC. The revision of qualifications aims to uplift quality and quantity of the valuers to serve fund raising through increasingly capital market product variety while helping

engagement when appropriate; and (7) disclosing stewardship policy and activities.The I Code could also be a useful tool for strenthening local institutional investors? competitiveness in the global market

and executives are subject additional disclosure only in case of simultanous holding of similar positions at other listed companies. This requirement also applies to independent directors who provide

suspending {A}, an employee of Kiatnakin Securities Co., Ltd. and {B}, an employee of Phara Securities Plc. and also revealing {C}'s inappropriate behavior.  The SEC found from its routine inspection that {A

Kalayanamitr was also charged by the public prosecutor as another alleged offender in this case.

undertaking derivatives business without license. In combating and suppressing against illegitimate businesses, the SEC also alerts investors in this matter and strongly advises them to check whether the

directors and executives and (3) proposed for change of nature of business undertaking of the company.   The statement also includes details on the date of negotiation on the aforesaid matters and the list of

personnel. The SEC also proposed to emphasize significance of ?compliance officer? by requiring LBDU licensee and derivatives broker appoint at least a compliance officer with specified qualifications.The

exchange issued by commercial banks having credit rating not lower than investment grade, providing that support rating will also be allowed.The revised regulations will clearly determine responsibility of