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SEC public hearing on draft amendments to the regulations related to repo/reverse repo agreement on listed securities and investment units with all types of investors

Earlier, the Capital Market Supervisory Board approved in principle the proposed amendments to the repo/reverse repo agreement regulations to allow securities companies to enter into repo/reverse

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8438

SEC proposes amendments to the regulation on the fee for undertaking business of derivatives exchange to be more in line with the changing capital market landscape

Pursuant to the proposed amendments, the fee for undertaking a derivatives exchange business would be determined at the rate of 0.05 baht per contract per side for trades executed within the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8305

SEC public hearing on draft regulations on the use of single form for opening trading accounts to facilitate investors’ access to capital market investment

Currently, a large number of intermediaries provide investment products and services. They each tend to require investors to fill in a lot of information via various, different forms to open an

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7989

SEC prepares to issue regulations that the “Chairman” and the “Manager” of IPO companies and listed companies to be different persons

SEC plans to issue additional requirements relating to the structure of the Board of Directors and Management of IPO companies and listed companies to the current regulations on the check and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8561

SEC gears up to facilitate SMEs and startups in fund mobilization through the capital market; Criteria for secondary markets expected to be finalized 19 December 2019

SEC, as the agency responsible for the supervision and development of the Thai capital market, focuses on the development of more options for SMEs and startups to mobilize funds through the capital

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8709

SEC public hearing on proposed regulations related to risk management policy and liquidity risk management tools of mutual funds to protect and maintain investors’ interest

and affected the stability of the global financial system. Due to this circumstance, international regulators have decided to issue liquidity measures.Realizing the importance of liquidity risk

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8871

SEC proposes to amend annual fee regulations imposed on listed companies not submitting the annual financial statements to keep pace with current environment

Pursuant to the existing regulations that have been effective since 2004, listed companies are required to pay an annual fee for submission of the annual registration statement to the SEC. In this

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8892

SEC urges the public to be cautious and refrain from THT transactions liable to violation of law as stated in BOT press release

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8879

SEC public hearing on proposed amendments to debt securities regulations under regulatory guillotine scheme to enhance convenience for issuers, underwriters and investors

The public hearing under the regulatory guillotine scheme welcomes comments from the public and stakeholders regarding review and revision to the debt securities regulations. The proposed amendments

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9108

SEC sets up a booth at the Money Expo and launches a caravan to Chiang Mai, providing information on capital market to investors and SMEs

14th Money Expo Chiang Mai 2019 at the Chiang Mai Hall, Central Plaza Chiang Mai Airport. SEC was with the responsibility to provide basic knowledge on the capital market and digital assets, to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8366